COMMISSION AND FEE SCHEDULES
Your registered representative has the option of, after discussing and agreement of client, charging more or less than the default rates.
Equities Listed and OTC. 1
|Estimated Principal $ Amount||Default Rate2|
|Up to $1,000||$35.00 Flat rate|
|$1,001 - 10,000||2.5% of principal|
|$10,001 - 30,000||2.0% of principal|
|$30,001 - 60,000||1.5% of principal|
|$60,001 - 100,000||1.0% of principal|
|$100,000 +||0.75% of principal|
$2.50/contract subject to minimum of $35 + $1.00(# of contracts)For Premiums = or > $1.00
$3.00/contract subject to minimum of $35 + $1.50(# of contracts)
In addition to the commissions charged, all trades are subject to PKS Ticket Charges.