COMMISSION AND FEE SCHEDULES




PKS Equity and Options Default Fee Schedule

Your registered representative has the option of, after discussing and agreement of client, charging more or less than the default rates.

Equities Listed and OTC. 1
Estimated Principal $ Amount Default Rate2
Up to $1,000 $35.00 Flat rate
$1,001 - 10,000 2.5% of principal
$10,001 - 30,000 2.0% of principal
$30,001 - 60,000 1.5% of principal
$60,001 - 100,000 1.0% of principal
$100,000 + 0.75% of principal
Options
For Premiums < $1.00

$2.50/contract subject to minimum of $35 + $1.00(# of contracts)

For Premiums = or > $1.00

$3.00/contract subject to minimum of $35 + $1.50(# of contracts)

In addition to the commissions charged, all trades are subject to PKS Ticket Charges.