Michael Carrillo
July 31, 2018 2:35 amMichael Carrillo
Director of Operations
Mike Carrillo originally joined PKS in 2007 and was promoted to Director of Operations in early 2010.
During his tenure as Director of Operations, Mike worked very closely with our Trading, Institutional Sales, Supervisory and Compliance Departments. He subsequently became PKS’ Chief Risk Officer in 2019. From 2021 to 2024, Mike helped form an SEC-Registered RIA and held a CCO/COO role for that firm. Mike now returns to PKS to oversee the Operations department and work cooperatively with the firm’s supervisory team to streamline business processing efficiency.
Mike graduated with a Bachelor’s Degree in Business Economics from SUNY Oneonta. He holds Series 7, 63, 65 & 24 securities licenses.
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